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Guidance to Panels
The documents listed below provide guidance for panel members:
Guidance on Anti-Money Laundering Regulations
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Guidance on Awarding Costs
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Guidance for Investigatory Assessors
Click here to download
Guidance for Disciplinary Assessors
Click here to download
Guidance on Fixed Penalty Orders
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Publicity
Click here to download
Guidance for Investigation Committee Members
Click here to download
Indicative Sanctions Guide
Click here to download
ANNEX A to ISG – Reg 20.6 – April 2016
ANNEX B to ISG – up to 2017
Guidance on Interim Orders 2016
Click here to download
DT - Exercise of Discretion
Click here to download
Guidance on Extraneous Material
Click here to download
DT Guidance Notes
Click here to download
TDB Code of Conduct
Click here to download
Anti-Bribery Policy
Click here to download
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